The Investment Center

Planning for Your Future, Today

Founded in 1999, The Investment Center provides individuals, multi-generational families, and small business owners with trusted investment management services. We understand that every one of our clients has unique financial strengths and weaknesses, as well as personal goals for your financial future. Our focus is to understand your personal vision, recommend strategies based on that vision, and build a customized portfolio designed to help you realize personal financial dreams.

In Support of Your Success

Our firm combines expertise in multiple disciplines, with access to professional relationships, to help manage and coordinate your complete and evolving financial needs.  This begins with a strong back-office support team.

The Investment Center, Inc. & IC Advisory Services, Inc.
These firms work behind the scenes to provide back-office support and service regarding the technical and regulatory requirements of handling client accounts.  The Investment Center, Inc. is the Broker-Dealer and IC Advisory Services, Inc. is the SEC Registered Investment Advisor.  The Investment Center, Inc. is a member of both the Financial Industry Regulatory Authority (FINRA) and Securities Investor Protection Corporation (SIPC).

Both firms allow us the ability to focus on satisfying your needs for personal, one-on-one service from experts we can trust.  As a leader in providing business solutions for independent financial advisors, both The Investment Center, Inc. & IC Advisory Services, Inc. understands the distinctive, entrepreneurial needs of our business. 

How do these firms benefit you as an investor? 
Both The Investment Center, Inc. & IC Advisory Services, Inc. are independent firms and are not affiliated with or owned by an investment or insurance company, nor do they create their own proprietary investment products.  Therefore, our firm is encouraged to recommend investment opportunities that are appropriate to your specific investment goals and objectives.

Pershing LLC, A Subsidiary of The Bank of New York Mellon Corporation
General securities transactions executed with The Investment Center, Inc. are cleared through Pershing LLC, a subsidiary The Bank of New York Mellon Corporation.  Pershing is a member FINRA, SIPC and NYSE. 

Since 1939 Pershing has been providing brokerage execution, clearance, data processing and financial products to broker-dealers worldwide – representing approximately 5 million active investors.  Please refer to Pershing’s Statement of Financial Condition for additional information (available at

How does Pershing benefit you as an investor? 
Pershing LLC, a subsidiary of The Bank of New York Mellon Corporation, works on behalf of your financial organization to support your investment success. Pershing offers financial services firms a one-stop, full service global solution with integrated, multicurrency clearing and execution, plus a full range of global resources.

Pershing develops and continually enhance top-tier investment products and services—and give you access, through your financial organization, to cutting-edge technology solutions. Pershing offers unequaled experience built over seven decades of serving financial organizations of every size and business model.